Training Programs Finance Securities Industry Essentials (SIE) Exam Prep
Back
customer service representatives

Explore your payments options

When it comes to paying for your course-you've got options! Schedule a call with us and we can help you find the payment method that works best for you.
credit card icon

Credit Card: Visa, Mastercard, Discover or American Express card Most Popular

wallet icon

TuitionFlex: Low-interest monthly payments

building icon

Government Funding: See if you qualify

start icon

Military Benefits: Use you service benefits

close icon

Securities Industry Essentials (SIE) Exam Prep

This course equips you with the knowledge and strategic approach needed to pass the Securities Industry Essentials® (SIE®) Exam, a critical Financial Industry Regulatory Authority (FINRA) qualification exam. During this comprehensive training, you will learn essential industry concepts like suitability requirements, customer accounts, trading practices, regulatory frameworks, and much more.

Securities-Industry-Essentials-SIE
$595.00 (USD)

currency dollar icon
Payment & Funding: view your options
arrow right icon
Have a question?We're here to help
  • Overview
  • Objective
  • Syllabus
  • Requirements
  • Prerequisites
  • Instructor
  • FAQs
  • ENROLL NOW

    phone  Call Us:

    855.520.6806

Overview

Objective

Syllabus

  1. Welcome
  2. Equities
  3. Debt Fundamentals
  4. Additional Bond Features
  5. Corporate and US Government Debt
  6. Municipal Debt and Money Market Instruments
  7. Packaged Products
  8. Trading Markets
  9. Trade Processing and Settlement
  10. Options
  11. Individual Customer Accounts and Suitability
  12. Other Account Types
  13. Retirement Plans, Variable Annuities, and Municipal Fund Securities
  14. Primary Market
  15. Act of 1934 and Other Federal and State Regulations
  16. Self-Regulatory Organization (SRO) Rules
  17. Economic Analysis and Tax Rules

Requirements

Prerequisites

You've got questions.
We're here to help.

Our highly knowledgeable Enrollment Specialists will answer any questions you might have about the course and payment options.

REQUEST INFO

Instructor

FAQs

You've got questions.
We're here to help.

Our highly knowledgeable Enrollment Specialists will answer any questions you might have about the course and payment options.

REQUEST INFO
Mississippi State University
Center for Continuing Education
P. O. Box 5441
190 Bost Ste. 330
Mississippi, MS 39762 US
MAIN CONTENT

Copyright © 1997 - 2025 All rights reserved. The material on this site cannot be reproduced or redistributed unless you have obtained prior written permission from Cengage Learning. Privacy Policy